Pawandeep Pangali
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pawandeep Pangali, a licensed former licensee with CE reference AVU841. This person has 8.5 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-07-09 | 2019-11-14 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-02-27 | 2019-11-14 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-09 | 2014-07-09 |