Yu Lung Tse
謝裕龍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yu Lung Tse (謝裕龍), a licensed former licensee with CE reference AVU827. This person has 10.5 years of SFC licence history. Total licence records on file: 16.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-11 | 2023-08-25 |
| Magpie Securities Limited 喜鵲證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-11 | 2023-08-25 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-03-29 | 2021-09-22 |
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-03-29 | 2021-09-22 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-16 | 2019-06-06 |
| BOA International Securities Limited 亞銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-04-16 | 2019-06-06 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 9 - Asset management | 2016-10-06 | 2019-01-18 |
| Get Nice Securities Limited 結好證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-04 | 2019-01-18 |
| Get Nice Futures Company Limited 結好期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-09-04 | 2019-01-18 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-10-09 | 2015-05-14 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-10-09 | 2015-05-14 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-05-08 | 2013-10-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-26 | 2013-10-02 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-03-26 | 2013-10-02 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-30 | 2013-03-09 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-30 | 2013-03-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yu Lung Tse during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.