Yunfan Du
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yunfan Du (杜云帆), a licensed Representative with CE reference AVS847. Currently licensed at 2 firm(s): China Harbour International Capital Limited, China Harbour International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 13.6 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Harbour International Capital Limited 中灣國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2025-02-03 | present |
| China Harbour International Securities Limited 中灣國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-21 | present |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | 2024-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-04-16 | 2024-12-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-16 | 2024-12-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-16 | 2024-02-23 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2019-09-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-06-28 | 2019-09-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2013-06-28 | 2019-09-12 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 7 - Providing automated trading services | 2013-06-28 | 2015-11-30 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-20 | 2012-11-28 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Yunfan Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.