Marc Francis Andrew Geary
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Marc Francis Andrew Geary, a licensed former licensee with CE reference AVS841. This person has 9.1 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Major Domus Limited | RO | Type 4 - Advising on securities | 2016-04-20 | 2020-07-31 |
| Major Domus Limited | RO | Type 9 - Asset management | 2016-04-20 | 2020-07-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-11-16 | 2016-03-31 |
| Pyrmont Wealth Management Limited 本盟財富管理有限公司 |
Rep | Type 9 - Asset management | 2015-11-16 | 2016-03-31 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2014-06-13 | 2015-10-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 - Advising on securities | 2014-06-13 | 2015-10-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 - Asset management | 2014-06-13 | 2015-10-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-21 | 2014-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2011-08-08 | 2014-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2011-07-04 | 2014-06-13 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 7 - Providing automated trading services | 2011-07-04 | 2011-08-30 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-23 | 2010-11-09 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-08-23 | 2010-11-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Marc Francis Andrew Geary during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.