James Samuel Johnson
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Samuel Johnson, a licensed former licensee with CE reference AVQ816. This person has 6.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2014-07-30 | 2017-01-13 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-08-06 | 2017-01-13 |