Sai Wing Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sai Wing Lam (林世榮), a licensed Responsible Officer with CE reference AVL286. Currently licensed at 1 firm(s): Hui Da (HongKong) Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 12.7 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hui Da (HongKong) Asset Management Limited 惠達(香港)資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-01-15 | present |
| Hui Da (HongKong) Asset Management Limited 惠達(香港)資產管理有限公司 |
RO | Type 9 - Asset management | 2025-01-15 | present |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-04-20 | 2024-12-31 |
| Zynergy Asset Management Limited 晟智資產管理有限公司 |
RO | Type 9 - Asset management | 2021-01-22 | 2024-12-31 |
| Intewise Capital Management Limited 香港毅雋資本管理有限公司 |
RO | Type 9 - Asset management | 2019-02-15 | 2020-12-14 |
| HD Capital Limited 弘鼎資本有限公司 |
Rep | Type 9 - Asset management | 2015-12-15 | 2018-07-15 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2012-11-28 | 2013-07-12 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-11-28 | 2013-07-12 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-22 | 2012-11-08 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-07-22 | 2011-07-27 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sai Wing Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.