Axel Carl Christian Lomholt
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Axel Carl Christian Lomholt, a licensed former licensee with CE reference AVI187. This person has 1.9 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 1 - Dealing in securities | 2020-08-24 | 2021-08-27 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 4 - Advising on securities | 2020-08-24 | 2021-08-27 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
RO | Type 9 - Asset management | 2020-08-24 | 2021-08-27 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-20 | 2020-08-24 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-20 | 2020-08-24 |
| Vanguard Investments Hong Kong Limited 領航投資香港有限公司 |
Rep | Type 9 - Asset management | 2019-12-20 | 2020-08-24 |
| BlackRock (Hong Kong) Limited 貝萊德(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-29 | 2010-09-29 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2010-06-29 | 2010-09-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Axel Carl Christian Lomholt during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.