Sumio Otsuka
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sumio Otsuka, a licensed former licensee with CE reference AVE584. This person has 3.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 1 - Dealing in securities | 2010-06-22 | 2014-03-26 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-06-22 | 2014-03-26 |