Patrick Nicholas Maloney
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick Nicholas Maloney, a licensed former licensee with CE reference AVD511. This person has 10.8 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SP Securities Limited 中盈證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-03-11 | 2017-02-15 |
| SP Securities Limited 中盈證券有限公司 |
RO | Type 4 - Advising on securities | 2016-03-11 | 2017-02-15 |
| China Silver Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2013-11-11 | 2023-09-05 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-08-26 | 2011-08-25 |
| Tullett Prebon (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2010-08-26 | 2011-08-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Patrick Nicholas Maloney during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.