Zhuli Nie
聶竹莉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhuli Nie (聶竹莉), a licensed former licensee with CE reference AVD139. This person has 1.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-05-19 | 2012-03-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-19 | 2012-03-19 |
| Vision Capital Investment Management Limited 遠信資本投資管理有限公司 |
Rep | Type 9 - Asset management | 2010-05-19 | 2012-03-19 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Zhuli Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.