Ka Yan Karen Kwok
郭嘉欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Yan Karen Kwok (郭嘉欣), a licensed former licensee with CE reference AUX313. This person has 2.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-11-18 | 2012-04-04 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-12-31 | 2011-10-22 |
| MUSHK Limited | Rep | Type 1 - Dealing in securities | 2010-03-25 | 2010-12-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ka Yan Karen Kwok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.