David Adrian Lane
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Adrian Lane, a licensed former licensee with CE reference AUX153. This person has 6.2 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-04-23 | 2016-05-20 |
| UBS Securities Asia Limited | Rep | Type 4 - Advising on securities | 2010-03-25 | 2014-04-23 |