Mimi Lau
劉聯美
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mimi Lau (劉聯美), a licensed former licensee with CE reference AUS099. This person has 1.3 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2010-03-18 | 2011-07-01 |
| UBP Asset Management Asia Limited 瑞士聯合資產管理亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2010-03-18 | 2011-07-01 |
Worked alongside
The 18 closest colleagues, strongest tie first — individuals licensed at the same firm as Mimi Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.