Lok Fung Chan
陳樂峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Fung Chan (陳樂峰), a licensed former licensee with CE reference AUR102. This person has 11.0 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 9 - Asset management | 2022-09-29 | 2024-02-16 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2015-03-09 | 2024-02-16 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2015-03-09 | 2024-02-16 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2011-12-16 | 2012-03-01 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2011-12-16 | 2012-03-01 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-02-04 | 2011-12-07 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-02-04 | 2011-12-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Lok Fung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.