Yapeng Lu
呂亞鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yapeng Lu (呂亞鵬), a licensed former licensee with CE reference AUP546. This person has 10.2 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-08 | 2023-11-24 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-08 | 2023-11-24 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 9 - Asset management | 2023-08-08 | 2023-11-24 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-20 | 2023-08-08 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 4 - Advising on securities | 2022-12-20 | 2023-08-08 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
RO | Type 9 - Asset management | 2022-12-20 | 2023-08-08 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-12-13 | 2022-12-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-13 | 2022-12-20 |
| Greater Bay Area Development Fund Management Limited 大灣區發展基金管理有限公司 |
Rep | Type 9 - Asset management | 2021-12-13 | 2022-12-20 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-15 | 2018-06-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2014-08-15 | 2018-06-01 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2014-08-15 | 2018-06-01 |
| CCB International Securities Limited 建銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2013-10-15 | 2014-08-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-24 | 2013-09-27 |
| Haitong International Research Limited 海通國際研究有限公司 |
Rep | Type 4 - Advising on securities | 2010-04-13 | 2011-02-01 |
| Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-21 | 2011-01-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yapeng Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.