John Joseph Woods
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for John Joseph Woods, a licensed former licensee with CE reference AUN839. This person has 5.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 4 - Advising on securities | 2012-12-17 | 2015-06-11 |
| CLSA Research Limited 里昂證券投資研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-08-26 | 2012-12-17 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-18 | 2011-07-07 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as John Joseph Woods during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.