Hsin-Shu Branden Chen
陳信旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsin-Shu Branden Chen (陳信旭), a licensed former licensee with CE reference AUK172. This person has 2.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 - Advising on securities | 2011-03-11 | 2012-07-23 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2009-12-24 | 2011-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsin-Shu Branden Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.