Chung-Yeng Ho
何宗穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chung-Yeng Ho (何宗穎), a licensed former licensee with CE reference AUH936. This person has 1.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-10-12 | 2016-02-22 |
| Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-10-12 | 2016-02-22 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2009-12-11 | 2011-03-22 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-12-11 | 2011-03-22 |
Worked alongside
The 7 closest colleagues, strongest tie first — individuals licensed at the same firm as Chung-Yeng Ho during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Chi-Wu Chen | Cathay Securities (Hong Kong) Limited | 2015–2016 |
| Man Kit Li | Cathay Securities (Hong Kong) Limited | 2015–2016 |
| Ping-Yu Chen | Cathay Securities (Hong Kong) Limited | 2015–2016 |
| Wankai Wang | Cathay Securities (Hong Kong) Limited | 2015–2016 |
| Ka Kuen Lo | Cathay Securities (Hong Kong) Limited | 2015–2016 |
| Ka Fan Mok | Cathay Securities (Hong Kong) Limited | 2015–2016 |
| Cho Kwong Li | Cathay Securities (Hong Kong) Limited | 2015–2016 |