Lei Li

李蕾
CE No. AUG807 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lei Li (李蕾), a licensed former licensee with CE reference AUG807. This person has 15.0 years of SFC licence history. Total licence records on file: 5.

Information

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Licence history

FirmRoleRegulated activityFromTo
C&F Asset Management HK Limited Rep Type 4 - Advising on securities 2023-04-03 2025-09-24
C&F Asset Management HK Limited Rep Type 9 - Asset management 2023-04-03 2025-09-24
oOo Securities (HK) Group Limited
奧翱驁集團(香港)證券有限公司
RO Type 4 - Advising on securities 2017-02-06 2022-07-31
oOo Securities (HK) Group Limited
奧翱驁集團(香港)證券有限公司
Rep Type 4 - Advising on securities 2016-09-01 2017-02-06
UBS Securities Asia Limited Rep Type 4 - Advising on securities 2009-12-04 2016-07-01

Worked alongside

The 4 closest colleagues, strongest tie first — individuals licensed at the same firm as Lei Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Ye Zhang C&F Asset Management HK Limited 2023–2025
Kam Kay Au-Yeung C&F Asset Management HK Limited 2023–2024
Qiao Zou C&F Asset Management HK Limited 2024–2025
Chun Tung Lau C&F Asset Management HK Limited 2023
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