Ethan Sung Kim

CE No. AUC281 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ethan Sung Kim, a licensed former licensee with CE reference AUC281. This person has 6.5 years of SFC licence history. Total licence records on file: 1.

Information

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Licence history

FirmRoleRegulated activityFromTo
BGC Securities (Hong Kong) LLC Rep Type 1 - Dealing in securities 2010-01-21 2016-07-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ethan Sung Kim during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Jonathan James Laird BGC Securities (Hong Kong) LLC 2010–2016
Timothy David Stiles BGC Securities (Hong Kong) LLC 2010–2016
Mark John Bavis BGC Securities (Hong Kong) LLC 2010–2016
Matthew Robert Murray Brady BGC Securities (Hong Kong) LLC 2010–2016
Lester Rory Kwok Chung Chau BGC Securities (Hong Kong) LLC 2010–2016
Daniel Peter Evans BGC Securities (Hong Kong) LLC 2010–2016
Darren Michael Fender BGC Securities (Hong Kong) LLC 2010–2016
Nicola Carolyn Hurst BGC Securities (Hong Kong) LLC 2010–2016
Claro Jr Ilagan Madayag BGC Securities (Hong Kong) LLC 2010–2016
Daniel Lee Shepherd BGC Securities (Hong Kong) LLC 2010–2016
Wonkook Song BGC Securities (Hong Kong) LLC 2010–2016
Shaan Anil Shivdasani BGC Securities (Hong Kong) LLC 2010–2016
Justin Howard Newsum BGC Securities (Hong Kong) LLC 2010–2016
Kam Lam Lai BGC Securities (Hong Kong) LLC 2010–2015
Chak On Lai BGC Securities (Hong Kong) LLC 2010–2016
Kam Man Shiu BGC Securities (Hong Kong) LLC 2010–2016
Carmen Yin Man Shiu BGC Securities (Hong Kong) LLC 2010–2016
Robert James Goldsmith BGC Securities (Hong Kong) LLC 2010–2016
Alexander Richard Baddeley BGC Securities (Hong Kong) LLC 2010–2016
Dun Shing Lee BGC Securities (Hong Kong) LLC 2010–2016
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