Cynthia Hoi Kay Chan
陳凱琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cynthia Hoi Kay Chan (陳凱琪), a licensed former licensee with CE reference AUB274. This person has 13.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 4 - Advising on securities | 2015-06-15 | 2024-03-14 |
| VMS Securities Limited 鼎珮證券有限公司 |
Rep | Type 4 - Advising on securities | 2015-03-25 | 2015-05-27 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2012-06-18 | 2014-09-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2009-11-02 | 2014-09-30 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Cynthia Hoi Kay Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.