Alf Cato Brahde

CE No. ATX051 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alf Cato Brahde, a licensed former licensee with CE reference ATX051. This person has 2.6 years of SFC licence history. Total licence records on file: 3.

Information

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Licence history

FirmRoleRegulated activityFromTo
Tufton Oceanic Far East Limited RO Type 1 - Dealing in securities 2009-11-19 2012-06-30
Tufton Oceanic Far East Limited RO Type 4 - Advising on securities 2009-11-19 2012-06-30
Tufton Oceanic Far East Limited RO Type 9 - Asset management 2009-11-19 2012-06-30

Worked alongside

The 5 closest colleagues, strongest tie first — individuals licensed at the same firm as Alf Cato Brahde during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Raymond Maguire Tufton Oceanic Far East Limited 2009–2012
Simone Turtle Tufton Oceanic Far East Limited 2009–2012
Andreas Vergotis Tufton Oceanic Far East Limited 2009–2012
Jacky Tsz Kit Yeung Tufton Oceanic Far East Limited 2010–2012
Man Leung Tufton Oceanic Far East Limited 2009–2011
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