Xiao Xu
徐霄
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Xu (徐霄), a licensed Responsible Officer with CE reference ATL670. Currently licensed at 1 firm(s): Allfunds Hong Kong Limited . Active regulated activities: Type 1 - Dealing in securities. This person has 6.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Allfunds Hong Kong Limited | RO | Type 1 - Dealing in securities | 2021-05-04 | present |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2009-07-29 | 2010-07-24 |
| Wellington Management Hong Kong Limited 威靈頓管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-29 | 2010-07-24 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.