Kevin Thomas Tapley

CE No. ATJ099 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kevin Thomas Tapley, a licensed former licensee with CE reference ATJ099. This person has 4.8 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Futures Limited
里昂期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2013-12-23 2014-05-31
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2009-07-27 2014-05-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kevin Thomas Tapley during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Henry Chun Kit Ngai CLSA Futures Limited 2013–2014
Christian John Jaeger CLSA Futures Limited 2013–2014
Norman Lai CLSA Futures Limited 2013–2014
Cale O'Yeah McCulloch CLSA Futures Limited 2013–2014
Alan Ka Ming Wong CLSA Futures Limited 2013–2014
Maureen Lee Baker CLSA Futures Limited 2013–2014
Eric Ning Hin Cheng CLSA Futures Limited 2013–2014
Thomas Xenophon Gladstone CLSA Futures Limited 2013–2014
Armand Huynh CLSA Futures Limited 2013–2014
Pekka David Johnson CLSA Futures Limited 2013–2014
Sze Nga Lau CLSA Futures Limited 2013–2014
Poh Aik Lee CLSA Futures Limited 2013–2014
Ruby Enrika Sock Mei Tan CLSA Futures Limited 2013–2014
Sorach Chanthongkaew CLSA Futures Limited 2013–2014
Tanya Li Phing Gan CLSA Futures Limited 2013–2014
John David Bird CLSA Futures Limited 2013–2014
Kirstie Jane Fisher CLSA Futures Limited 2013–2014
Andrew Charles Maynard CLSA Futures Limited 2013–2014
Polly So Po Ong CLSA Futures Limited 2013–2014
Lucia Yuk Ha Law CLSA Futures Limited 2013–2014
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