Esther Mei Shan Liu
廖美珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Esther Mei Shan Liu (廖美珊), a licensed former licensee with CE reference ATI925. This person has 12.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| S&P Global Ratings Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2015-05-05 | 2025-02-14 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2010-05-14 | 2012-06-29 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-07-20 | 2010-05-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Esther Mei Shan Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.