Liying Du
杜麗瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liying Du (杜麗瑩), a licensed former licensee with CE reference ATH840. This person has 14.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
RO | Type 9 - Asset management | 2022-08-12 | 2024-04-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 1 - Dealing in securities | 2013-09-16 | 2024-04-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 4 - Advising on securities | 2013-09-16 | 2024-04-05 |
| Robeco Hong Kong Limited 荷寶投資管理香港有限公司 |
Rep | Type 9 - Asset management | 2013-09-16 | 2022-08-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2010-04-08 | 2013-09-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2009-07-13 | 2013-09-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Liying Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.