Poh Aik Lee

CE No. ATD682 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Poh Aik Lee, a licensed former licensee with CE reference ATD682. This person has 6.5 years of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司
Rep Type 1 - Dealing in securities 2009-06-19 2015-12-31
CLSA Futures Limited
里昂期貨有限公司
Rep Type 2 - Dealing in futures contracts 2009-06-19 2015-12-31

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Poh Aik Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Sorach Chanthongkaew CLSA Futures Limited 2009–2015
Henry Chun Kit Ngai CLSA Futures Limited 2010–2015
Maureen Lee Baker CLSA Futures Limited 2010–2015
Pekka David Johnson CLSA Futures Limited 2010–2015
Alan Ka Ming Wong CLSA Futures Limited 2010–2015
Sze Nga Lau CLSA Futures Limited 2010–2015
Tanya Li Phing Gan CLSA Futures Limited 2009–2015
Kirstie Jane Fisher CLSA Futures Limited 2009–2015
Ruby Enrika Sock Mei Tan CLSA Futures Limited 2011–2015
John David Bird CLSA Futures Limited 2009–2015
Polly So Po Ong CLSA Futures Limited 2009–2015
Lucia Yuk Ha Law CLSA Futures Limited 2009–2015
Donald William Lennox Skinner CLSA Futures Limited 2009–2015
Don Ting Lam CLSA Futures Limited 2009–2015
Fraser John Thomas Howie CLSA Futures Limited 2009–2012
See Ah Yeung CLSA Futures Limited 2010–2013
Thomas Xenophon Gladstone CLSA Futures Limited 2013–2015
Timothy Clement Smith CLSA Futures Limited 2009–2012
Andrew Charles Maynard CLSA Futures Limited 2011–2015
Norman Lai CLSA Futures Limited 2013–2015
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