Xiaowen Xu
徐曉雯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaowen Xu (徐曉雯), a licensed former licensee with CE reference ATC815. This person has 6.2 years of SFC licence history. Total licence records on file: 4.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 4 - Advising on securities | 2015-12-01 | 2021-04-09 |
| SEI Investments (Asia) Limited 美國信怡泰投資有限公司 |
Rep | Type 9 - Asset management | 2015-12-01 | 2021-04-09 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-06-12 | 2010-04-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-06-12 | 2010-04-24 |
Worked alongside
The 11 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaowen Xu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| William Theodore Lawrence | SEI Investments (Asia) Limited | 2015–2021 |
| Brian Wei Chiang Chiu | SEI Investments (Asia) Limited | 2015–2021 |
| John Waitong Lau | SEI Investments (Asia) Limited | 2015–2021 |
| Arnoldus Johannes Looijestijn | SEI Investments (Asia) Limited | 2015–2021 |
| Soohee Lee | SEI Investments (Asia) Limited | 2017–2021 |
| Gregory Brent Bell | SEI Investments (Asia) Limited | 2016–2019 |
| Kelvin Ngai Ho Leung | SEI Investments (Asia) Limited | 2015–2018 |
| Ka Man Yau | SEI Investments (Asia) Limited | 2019–2021 |
| Adam Rix | SEI Investments (Asia) Limited | 2019–2021 |
| Serena Yuen Kwan Kwok Chan | SEI Investments (Asia) Limited | 2015–2017 |
| Borwin Cheung | SEI Investments (Asia) Limited | 2018–2019 |