Kai Pong Lo
盧啟邦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Pong Lo (盧啟邦), a licensed former licensee with CE reference ATB616. This person has 3.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Research Limited 工銀國際證券研究有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-16 | 2012-08-17 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-11-09 | 2011-01-15 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-01 | 2010-11-01 |
Worked alongside
The 17 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Pong Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.