Shao Khing Bruce Tan

CE No. ASZ739 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shao Khing Bruce Tan, a licensed former licensee with CE reference ASZ739. This person has 1.0 year of SFC licence history. Total licence records on file: 2.

Information

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Licence history

FirmRoleRegulated activityFromTo
CLSA Limited
中信里昂證券有限公司		 Rep Type 1 - Dealing in securities 2009-06-05 2010-05-29
CLSA Futures Limited
里昂期貨有限公司		 Rep Type 2 - Dealing in futures contracts 2009-06-05 2010-05-29

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shao Khing Bruce Tan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kwok Fai Chak CLSA Futures Limited 2009–2010
Michael Lewis Alexander CLSA Futures Limited 2009–2010
Fraser John Thomas Howie CLSA Futures Limited 2009–2010
Sorach Chanthongkaew CLSA Futures Limited 2009–2010
Poh Aik Lee CLSA Futures Limited 2009–2010
Timothy Clement Smith CLSA Futures Limited 2009–2010
Tanya Li Phing Gan CLSA Futures Limited 2009–2010
John David Bird CLSA Futures Limited 2009–2010
Kirstie Jane Fisher CLSA Futures Limited 2009–2010
Mary Elizabeth McNamara Watt CLSA Futures Limited 2009–2010
Polly So Po Ong CLSA Futures Limited 2009–2010
Lucia Yuk Ha Law CLSA Futures Limited 2009–2010
Don Ting Lam CLSA Futures Limited 2009–2010
Donald William Lennox Skinner CLSA Futures Limited 2009–2010
Stephen Cheuk Hang Kam CLSA Futures Limited 2009–2010
Raymond Ko CLSA Futures Limited 2009
Alan Bing Chen CLSA Futures Limited 2009
Henry Chun Kit Ngai CLSA Futures Limited 2010
Maureen Lee Baker CLSA Futures Limited 2010
Joyce Suk Han Black CLSA Futures Limited 2010
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