Mark Alfred Steven Marostica
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mark Alfred Steven Marostica, a licensed former licensee with CE reference ASZ334. This person has 3.4 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
RO | Type 4 - Advising on securities | 2010-09-01 | 2012-10-11 |
| Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 |
Rep | Type 4 - Advising on securities | 2009-05-20 | 2010-09-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mark Alfred Steven Marostica during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.