Bernhard Karas
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Bernhard Karas, a licensed former licensee with CE reference ASW620. This person has 4.7 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-27 | 2020-06-26 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-09-27 | 2020-06-26 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2016-12-21 | 2019-04-30 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2016-12-21 | 2019-04-30 |
| M3 Capital Partners (HK) Limited | RO | Type 1 - Dealing in securities | 2009-05-29 | 2011-01-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Bernhard Karas during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.