Hsien Wen Tsai
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hsien Wen Tsai (蔡憲文), a licensed Responsible Officer with CE reference AST254. Currently licensed at 1 firm(s): Preferred Legacy Capital Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 17.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preferred Legacy Capital Limited 保富承璽資本有限公司 |
RO | Type 1 - Dealing in securities | 2011-12-21 | present |
| Preferred Legacy Capital Limited 保富承璽資本有限公司 |
Rep | Type 9 - Asset management | 2011-08-26 | present |
| Preferred Legacy Capital Limited 保富承璽資本有限公司 |
Rep | Type 4 - Advising on securities | 2011-02-24 | present |
| Preferred Legacy Capital Limited 保富承璽資本有限公司 |
Rep | Type 1 - Dealing in securities | 2011-02-24 | 2011-12-21 |
| CAIIS Limited | Rep | Type 1 - Dealing in securities | 2009-04-15 | 2010-10-01 |
| CAIIS Limited | Rep | Type 4 - Advising on securities | 2009-04-15 | 2010-10-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Hsien Wen Tsai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.