Neal Mario Capecci
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Neal Mario Capecci, a licensed former licensee with CE reference ASQ015. This person has 7.8 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2013-03-25 | 2017-04-03 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2009-06-01 | 2017-04-03 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2009-06-01 | 2017-04-03 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2009-06-01 | 2017-04-03 |