Thomas Crawford Cook III
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Crawford Cook III, a licensed former licensee with CE reference ASI335. This person has 0.8 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oppenheimer Investments Asia Limited 凱萬亞洲有限公司 |
RO | Type 1 - Dealing in securities | 2010-02-12 | 2010-09-07 |
| Louis Capital Markets (Hong Kong) Limited 滙通金融有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-29 | 2009-04-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Thomas Crawford Cook III during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.