Jean-Claude Renaud Gocsei
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jean-Claude Renaud Gocsei, a licensed former licensee with CE reference ASD685. This person has 8.2 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2020-03-31 | 2020-06-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2020-03-31 | 2020-06-26 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-01 | 2020-03-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-01 | 2020-03-31 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2016-11-29 | 2018-06-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-11-29 | 2018-06-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
RO | Type 7 - Providing automated trading services | 2016-11-29 | 2018-06-22 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-07-25 | 2016-11-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-07-25 | 2016-11-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2016-07-25 | 2016-11-29 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-07-13 | 2013-08-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 7 - Providing automated trading services | 2009-07-13 | 2013-08-17 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-16 | 2013-08-17 |