Man Yan Yau
丘文茵
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Man Yan Yau (丘文茵), a licensed former licensee with CE reference ASC922. This person has 11.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-11-12 | 2022-01-31 |
| D.J. Securities Limited 申新證券有限公司 |
RO | Type 4 - Advising on securities | 2018-11-12 | 2022-01-31 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-05-14 | 2018-11-12 |
| D.J. Securities Limited 申新證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-14 | 2018-11-12 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 - Dealing in securities | 2016-09-30 | 2016-12-29 |
| Telecom King Securities Limited 電訊數碼證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-07-21 | 2016-09-26 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-12-19 | 2010-02-25 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Man Yan Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.