Siu Ling Lam
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ling Lam (林少玲), a licensed Representative with CE reference ARU873. Currently licensed at 1 firm(s): BOCI-Prudential Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 17.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2009-01-05 | present |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 6 - Advising on corporate finance | 2009-01-05 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Ling Lam during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.