Cho Wai Wong
黃祖維
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cho Wai Wong (黃祖維), a licensed former licensee with CE reference ART678. This person has 2.7 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Karl-Thomson Securities Company Limited 高信證券有限公司 |
Rep | Type 1 - Dealing in securities | 2009-05-12 | 2011-08-19 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-10-27 | 2009-04-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-27 | 2009-04-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cho Wai Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.