Siu Fan Chu
朱小芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Fan Chu (朱小芬), a licensed former licensee with CE reference ARS054. This person has 8.1 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Selina & Co. Limited 永高證券有限公司 |
RO | Type 1 - Dealing in securities | 2018-01-17 | 2018-12-10 |
| Selina & Co. Limited 永高證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-22 | 2018-01-17 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-06-15 | 2017-07-07 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-06-15 | 2017-07-07 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2016-03-21 | 2016-06-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-03-21 | 2016-06-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2010-06-10 | 2014-04-01 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-10-09 | 2010-06-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Siu Fan Chu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.