Patrick David Anthony Franken
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Patrick David Anthony Franken, a licensed former licensee with CE reference ARQ024. This person has 3.5 years of SFC licence history. Total licence records on file: 2.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-19 | 2012-03-05 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-19 | 2012-03-05 |