Steve Wai Cheung Ha
夏偉祥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Steve Wai Cheung Ha (夏偉祥), a licensed former licensee with CE reference ARQ021. This person has 8.9 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Naga Advisors (HK) Limited | RO | Type 1 - Dealing in securities | 2018-02-05 | 2018-12-31 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-21 | 2017-01-06 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
RO | Type 1 - Dealing in securities | 2015-12-21 | 2017-01-06 |
| Yunfeng Securities Limited 雲鋒證券有限公司 |
Rep | Type 1 - Dealing in securities | 2014-04-28 | 2015-12-21 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 - Dealing in securities | 2013-04-19 | 2015-12-21 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2009-04-14 | 2013-01-25 |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 |
Rep | Type 1 - Dealing in securities | 2008-09-18 | 2009-03-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Steve Wai Cheung Ha during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.