Yew Kiat Tan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yew Kiat Tan, a licensed former licensee with CE reference ARM832. This person has 10.2 years of SFC licence history. Total licence records on file: 5.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-07-08 | 2026-08-25 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-01-29 | 2024-02-02 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2023-05-16 | 2023-05-19 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2014-02-10 | 2021-10-13 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2008-09-01 | 2008-12-29 |