Sau Fong Law
羅秀芳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Fong Law (羅秀芳), a licensed former licensee with CE reference ARK831. This person has 6.0 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2019-10-02 | 2022-07-16 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-08-05 | 2011-10-14 |
| La Roche & Co Asia Limited 瑞羅亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2008-08-05 | 2011-10-14 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sau Fong Law during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.