Henry Sung Chuen Yau
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Henry Sung Chuen Yau (邱崧泉), a licensed Responsible Officer with CE reference ARJ655. Currently licensed at 1 firm(s): Preeminent Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 14.7 years of SFC licence history. Total licence records on file: 16.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preeminent Asset Management Limited 雄財資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-11-04 | present |
| Preeminent Asset Management Limited 雄財資產管理有限公司 |
RO | Type 9 - Asset management | 2025-11-04 | present |
| Pinerock Asset Management Limited 松石資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-04-12 | 2024-12-20 |
| Pinerock Asset Management Limited 松石資產管理有限公司 |
RO | Type 9 - Asset management | 2024-04-12 | 2024-12-20 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2022-07-15 | 2022-08-03 |
| Po Tai Securities (Hong Kong) Limited 寶泰證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2022-07-15 | 2022-08-03 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2017-01-20 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-01-20 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2014-12-03 | 2017-01-20 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2014-12-03 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2014-12-03 | 2017-01-20 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2014-12-03 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
RO | Type 9 - Asset management | 2014-09-19 | 2021-12-06 |
| CES Capital International (Hong Kong) Co., Limited 東航國際金融(香港)有限公司 |
Rep | Type 9 - Asset management | 2014-07-25 | 2014-09-19 |
| SIIC Asset Management Company Limited 上海實業資產管理有限公司 |
RO | Type 9 - Asset management | 2013-08-15 | 2014-07-07 |
| SIIC Asset Management Company Limited 上海實業資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-08-26 | 2013-08-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Henry Sung Chuen Yau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.