Shan Luo
羅山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shan Luo (羅山), a licensed former licensee with CE reference ARJ350. This person has 3.5 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2015-09-22 | 2016-10-19 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2015-09-22 | 2016-10-19 |
| E Fund Management (Hong Kong) Co., Limited 易方達資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2015-09-22 | 2016-10-19 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2010-08-19 | 2011-08-17 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2010-08-19 | 2011-08-17 |
| Bond Trust Limited 中盛証券 |
RO | Type 4 - Advising on securities | 2009-12-15 | 2010-02-28 |
| Bond Trust Limited 中盛証券 |
RO | Type 9 - Asset management | 2009-12-15 | 2010-02-28 |
| Bond Trust Limited 中盛証券 |
RO | Type 1 - Dealing in securities | 2008-09-10 | 2010-02-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Shan Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.