Ching-Yen Shen

沈青燕
CE No. ARJ018 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ching-Yen Shen (沈青燕), a licensed former licensee with CE reference ARJ018. This person has 1.2 years of SFC licence history. Total licence records on file: 1.

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Licence history

FirmRoleRegulated activityFromTo
Yuanta Asia Investment (Hong Kong) Limited
元大亞洲投資(香港)有限公司
Rep Type 1 - Dealing in securities 2008-09-18 2009-11-12

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ching-Yen Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Kon Chiu Chau Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Chun Kin Ngai Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Tsai Yun Wang Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Shun Tak Wong Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Pik Ying Suen Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Wai Yan Wong Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Hey Pak Leung Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Yiu Chung Kong Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Wai Sze Ng Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Man Na Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Shu Yan Tang Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Lam Hay Woo Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Ricky Kam Shui Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Hau Yee Chu Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Siu Ching Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Jennia Pui Man Chan Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Li Nien Huang Yuanta Asia Investment (Hong Kong) Limited 2008–2009
King Hung Hau Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Kong Hung Lok Yuanta Asia Investment (Hong Kong) Limited 2008–2009
Kathie Wai Kan Leung Yuanta Asia Investment (Hong Kong) Limited 2008–2009
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