Chao Lu
陸超
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chao Lu (陸超), a licensed former licensee with CE reference ARI980. This person has 12.1 years of SFC licence history. Total licence records on file: 9.
Information
- LinkedIn:
- N/A
- Email:
- N/A
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-05-28 | 2021-03-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2013-12-12 | 2021-03-15 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2013-12-12 | 2018-05-28 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2012-06-21 | 2013-11-11 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2011-08-24 | 2013-11-11 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 4 - Advising on securities | 2009-11-20 | 2011-06-17 |
| AIF Capital Limited 殷庫資本有限公司 |
Rep | Type 9 - Asset management | 2009-11-20 | 2011-06-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-23 | 2009-08-17 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-07-23 | 2009-08-17 |
Worked alongside
The 15 closest colleagues, strongest tie first — individuals licensed at the same firm as Chao Lu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Peter Francis Amour | AIF Capital Limited | 2009–2011 |
| Stephen Lee | AIF Capital Limited | 2009–2011 |
| Daniel Sheung Yin Hui | AIF Capital Limited | 2009–2011 |
| Doris Sock Meng Ng | AIF Capital Limited | 2009–2011 |
| Kenny Oi Kan Yiu | AIF Capital Limited | 2009–2011 |
| William Wesley Barnes II | AIF Capital Limited | 2009–2011 |
| Chui Kuen Chu | AIF Capital Limited | 2009–2011 |
| Lek Suan Lim | AIF Capital Limited | 2009–2011 |
| Andy Po Shing Tse | AIF Capital Limited | 2009–2011 |
| Janet King Lok Wong | AIF Capital Limited | 2009–2011 |
| Pak Hong Chan | AIF Capital Limited | 2009–2011 |
| Eddie Chung-Chih Huang | AIF Capital Limited | 2009–2011 |
| Jie Wu | AIF Capital Limited | 2010–2011 |
| Ajay Lal | AIF Capital Limited | 2009–2010 |
| Wei Huang | AIF Capital Limited | 2009–2010 |