Simon Wing Fun Szeto
司徒榮勳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Wing Fun Szeto (司徒榮勳), a licensed former licensee with CE reference ARI432. This person has 4.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-09 | 2013-04-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2010-09-09 | 2011-09-30 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2010-09-09 | 2013-02-28 |
| SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司 |
Rep | Type 9 - Asset management | 2010-09-09 | 2013-04-28 |
| SBI China Capital Commodities Limited 軟庫中華金融期貨有限公司 |
Rep | Type 9 - Asset management | 2010-09-09 | 2013-02-28 |
| SBI China Capital Securities Limited 軟庫中華金融證券有限公司 |
Rep | Type 9 - Asset management | 2010-09-09 | 2011-09-30 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 9 - Asset management | 2009-07-15 | 2010-09-06 |
| Enlighten Securities Limited 名匯證券有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-16 | 2010-09-06 |
| Enlighten Futures Limited 名匯期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-16 | 2010-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Simon Wing Fun Szeto during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.