So Ryung Lee
李昭姈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for So Ryung Lee (李昭姈), a licensed former licensee with CE reference ARG849. This person has 1.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2010-09-06 | 2011-03-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2010-03-22 | 2011-03-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2010-03-22 | 2011-03-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2010-03-22 | 2010-09-06 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2009-03-25 | 2009-06-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2009-03-25 | 2009-06-27 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-25 | 2009-06-27 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2009-03-25 | 2009-06-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2009-03-25 | 2009-06-27 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2008-10-13 | 2009-03-13 |
| SG Asset Finance (Hong Kong) Limited | Rep | Type 2 - Dealing in futures contracts | 2008-10-13 | 2009-03-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-03 | 2009-03-13 |
| Newedge Broker Hong Kong Limited 新際經紀香港有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-03 | 2009-03-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-03 | 2009-03-13 |
| Newedge Broker Limited 新際經紀有限公司 |
Rep | Type 7 - Providing automated trading services | 2008-07-03 | 2009-03-13 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as So Ryung Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.